Qiang (SFC:AKJ280) Liu

劉強
CE No. AKJ280 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiang (SFC:AKJ280) Liu (劉強), a licensed former licensee with CE reference AKJ280. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
BOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
RO Type 1 — Dealing in securities 2007-09-21 2012-04-30
BOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
RO Type 6 — Advising on corporate finance 2007-09-21 2012-04-30
BOCOM International Asset Management Limited
交銀國際資產管理有限公司
RO Type 9 — Asset management 2007-09-13 2012-04-30
BOCOM International Securities Limited
交銀國際證券有限公司
RO Type 1 — Dealing in securities 2007-09-10 2012-04-30
BOCOM International Securities Limited
交銀國際證券有限公司
RO Type 2 — Dealing in futures contracts 2007-09-10 2012-04-30
BOCOM International Securities Limited
交銀國際證券有限公司
RO Type 4 — Advising on securities 2007-09-10 2012-04-30
BOCOM International Securities Limited
交銀國際證券有限公司
RO Type 5 — Advising on futures contracts 2007-09-10 2012-04-30
BOCOM International Holdings Company Limited
交銀國際控股有限公司
RO Type 2 — Dealing in futures contracts 2005-08-24 2008-03-03
BOCOM International Holdings Company Limited
交銀國際控股有限公司
RO Type 5 — Advising on futures contracts 2005-08-24 2008-03-03
BOCOM International Holdings Company Limited
交銀國際控股有限公司
RO Type 1 — Dealing in securities 2004-08-14 2008-03-03
BOCOM International Holdings Company Limited
交銀國際控股有限公司
RO Type 4 — Advising on securities 2004-08-14 2008-03-03
BOCOM International Holdings Company Limited
交銀國際控股有限公司
RO Type 6 — Advising on corporate finance 2004-08-14 2008-03-03
BOCOM International Holdings Company Limited
交銀國際控股有限公司
RO Type 9 — Asset management 2004-08-14 2008-03-03

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