Joseph Tse
謝祖耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Tse (謝祖耀), a licensed Representative with CE reference AKL709. Currently licensed at 1 firm(s): Global Mastermind Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Mastermind Securities Limited 環球大通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-14 | present |
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-04 | 2020-10-14 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-27 | 2004-06-29 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2004-06-29 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-27 | 2004-06-29 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-04-27 | 2004-06-29 |