Dominic Koon Shing Chan
陳冠成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Koon Shing Chan (陳冠成), a licensed former licensee with CE reference AKY943. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-29 | 2009-08-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-27 | 2008-08-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-22 | 2008-05-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-11-03 | 2007-02-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-11-01 | 2007-02-23 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2004-07-27 | 2004-10-18 |