Nelson Chien Yuan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Chien Yuan ( ), a licensed former licensee with CE reference AKY987. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-12 | 2021-06-01 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-12 | 2021-06-01 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2018-01-12 | 2021-06-01 |
| CALF Investment Advisors Limited |
Rep | Type 1 — Dealing in securities | 2008-05-14 | 2008-12-01 |
| CALF Investment Advisors Limited |
Rep | Type 9 — Asset management | 2008-05-14 | 2008-12-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-20 | 2007-09-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-20 | 2007-09-12 |