Tze Chung Ng
吳子聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Chung Ng (吳子聰), a licensed Responsible Officer with CE reference ALA304. Currently licensed at 1 firm(s): Da Shi Tong Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Shi Tong Securities Limited 大世通證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-17 | present |
| Aristo Securities Limited 雅利多證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-18 | 2024-05-02 |
| Aristo Securities Limited 雅利多證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-08 | 2022-10-18 |
| Integrity Construction & Development Securities Group Limited 正金證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-31 | 2022-06-10 |
| Kingdom Securities Limited 國權證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-26 | 2021-12-06 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-08 | 2020-06-29 |
| Rich Bay Securities Limited 富利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-08 | 2020-06-29 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-07 | 2020-04-08 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-07 | 2020-04-08 |
| Peak Cloud Limited 雲明有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-05 | 2020-04-06 |
| Peak Cloud Limited 雲明有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-12-05 | 2020-04-06 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-25 | 2019-02-21 |
| Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-07-25 | 2019-02-21 |
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-19 | 2018-06-20 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-07 | 2015-08-21 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-07 | 2015-08-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-25 | 2013-02-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-25 | 2013-02-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-18 | 2010-11-19 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-18 | 2010-11-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | 2009-08-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-06 | 2009-08-07 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-12 | 2007-02-27 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-12 | 2005-11-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-03 | 2007-02-27 |