Lionel Philip Mitchell Bray
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lionel Philip Mitchell Bray ( ), a licensed former licensee with CE reference ALB116. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2006-09-20 | 2007-05-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-03 | 2007-05-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-03 | 2007-05-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-08-03 | 2007-05-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-08-03 | 2007-05-08 |