Zongyi Li
李宗沂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zongyi Li (李宗沂), a licensed Responsible Officer with CE reference ALB938. Currently licensed at 1 firm(s): Splentide Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-23 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 4 — Advising on securities | 2016-05-23 | present |
| Splentide Capital Limited 錦泓資本有限公司 |
RO | Type 9 — Asset management | 2016-05-23 | present |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-22 | 2015-08-20 |
| EAM Investment Advisors Limited | RO | Type 9 — Asset management | 2009-11-16 | 2010-04-28 |
| Pinpoint Investment Advisor Limited | RO | Type 9 — Asset management | 2007-11-29 | 2009-02-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-12 | 2007-08-29 |