EAM Investment Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EAM Investment Advisors Limited, a Hong Kong-based licensed corporation with CE reference ATN679. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 11). Earliest licence on file: 2009-11-16.
Registered address
Level 28, Lee Garden Two, 28 Yun Ping Road, Causeway Bay
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2009-11-16 | present |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Zongyi Li 李宗沂 | RO 9 | 2009-11 | 2010-04 |
| Ling Qiu 邱岭 | RO 9 Rep 9 | 2010-02 | 2013-03 |
| Man Ching (SFC:AWH054) Wu 胡文靜 | RO 9 Rep 9 | 2010-11 | Present |
| Zhangqiang Wu 烏章強 | RO 9 | 2013-02 | 2014-02 |
| Zhiyu Xing 邢志宇 | RO 9 Rep 9 | 2010-04 | 2011-05 |
| Fanghua Ye 葉方華 | RO 9 | 2018-04 | Present |
| Chenjie Yu 俞晨潔 | RO 9 | 2009-11 | 2020-03 |
| Moxin Chen 陳默鑫 | Rep 9 | 2020-05 | 2020-10 |
| Ningjing Chen 陳宁靜 | Rep 9 | 2026-01 | Present |
| Ming Hu 胡明 | Rep 9 | 2022-01 | 2024-12 |
| Yisui Li 李依穗 | Rep 9 | 2020-06 | 2020-12 |
Showing 1–11 of 11
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司