Amanda Chi Yan Chau
朱芷欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amanda Chi Yan Chau (朱芷欣), a licensed former licensee with CE reference ALD220. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-21 | 2026-03-17 |
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-11 | 2026-03-17 |
| Hammer Capital Asset Management Limited 黑馬資本資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-08 | 2022-04-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-29 | 2014-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-07-29 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-29 | 2014-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-16 | 2010-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-04-16 | 2010-04-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-04-16 | 2010-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-04-16 | 2010-04-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-04-16 | 2010-04-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-04-16 | 2010-04-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2007-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-23 | 2007-03-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-23 | 2007-03-15 |