Winson Wai Fat Liu
廖為發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winson Wai Fat Liu (廖為發), a licensed former licensee with CE reference ALD665. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2018-05-10 | 2020-11-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-16 | 2020-11-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-16 | 2020-11-03 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-23 | 2017-12-04 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-08 | 2017-12-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-03 | 2017-01-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-15 | 2012-11-30 |
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | 2009-02-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-21 | 2005-04-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-21 | 2005-04-08 |