Alan Tsz Yeung Tam
譚梓洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Tsz Yeung Tam (譚梓洋), a licensed former licensee with CE reference ALI351. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-14 | 2020-03-16 |
| Emmanuel Investments Managers Company Limited 萬誠投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-14 | 2020-03-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-21 | 2009-06-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-03-21 | 2007-12-19 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-17 | 2007-03-05 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2004-11-17 | 2007-03-05 |