Alan Ka Wai Ng
吳家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ka Wai Ng (吳家威), a licensed former licensee with CE reference ALK030. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-02 | 2005-07-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-02 | 2005-07-08 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-02 | 2005-07-08 |