Krystal Yu Pui Chiu
趙汝珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Krystal Yu Pui Chiu (趙汝珮), a licensed former licensee with CE reference ALN581. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-27 | 2023-08-09 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-20 | 2018-05-25 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-14 | 2013-10-17 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-05 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-11-26 | 2013-10-17 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2013-10-17 |
| Central Asset Investments and Management Holdings (HK) Limited 中環資產投資有限公司 |
Rep | Type 9 — Asset management | 2005-08-09 | 2007-04-17 |
| Fore Asia, Limited | Rep | Type 4 — Advising on securities | 2004-12-08 | 2005-05-05 |
| Fore Asia, Limited | Rep | Type 9 — Asset management | 2004-12-08 | 2005-05-05 |