Alvin Chi Wai Cheung

張智威
CE No. ALO011 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Chi Wai Cheung (張智威), a licensed Responsible Officer with CE reference ALO011. Currently licensed at 2 firm(s): Prudential Brokerage Limited, Prudential Index Trading Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Prudential Brokerage Limited
信誠證券有限公司
RO Type 9 — Asset management 2023-03-03 present
Prudential Index Trading Company Limited
信誠期貨有限公司
RO Type 9 — Asset management 2023-03-03 present
Prudential Brokerage Limited
信誠證券有限公司
RO Type 1 — Dealing in securities 2019-07-23 present
Prudential Index Trading Company Limited
信誠期貨有限公司
RO Type 2 — Dealing in futures contracts 2019-07-23 present
Prudential Brokerage Limited
信誠證券有限公司
Rep Type 1 — Dealing in securities 2005-12-14 2019-07-23
Prudential Index Trading Company Limited
信誠期貨有限公司
Rep Type 2 — Dealing in futures contracts 2005-12-14 2019-07-23
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 — Dealing in securities 2004-12-17 2005-04-26
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2004-12-17 2005-04-26

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