Carrie Wong
黃己姚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrie Wong (黃己姚), a licensed former licensee with CE reference ALP973. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-28 | 2008-07-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-08 | 2007-03-16 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-07 | 2006-11-27 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-21 | 2006-01-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-04 | 2005-06-20 |