Shau Ting Loretta Lam
林秀婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shau Ting Loretta Lam (林秀婷), a licensed Responsible Officer with CE reference ALQ408. Currently licensed at 1 firm(s): CoreView Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CoreView Capital Management Limited 剛睿資本管理有限公司 |
RO | Type 9 — Asset management | 2020-12-22 | present |
| CoreView Capital Management Limited 剛睿資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-04 | 2020-12-22 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
RO | Type 9 — Asset management | 2020-01-09 | 2020-09-16 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-19 | 2020-01-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-19 | 2014-06-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2005-01-19 | 2012-09-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-01-19 | 2008-11-19 |