Yvonne Yin Wai Chow
鄒延蔚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Yin Wai Chow (鄒延蔚), a licensed Representative with CE reference ALQ872. Currently licensed at 1 firm(s): Nan Fung Trinity (HK) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 4 — Advising on securities | 2021-12-13 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-07 | 2010-11-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-07 | 2010-11-04 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-01 | 2006-08-15 |