Shiu On Wong
王秀安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu On Wong (王秀安), a licensed Representative with CE reference ALQ909. Currently licensed at 1 firm(s): Calibration Partners (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-12-09 | present |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-13 | present |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-24 | 2020-09-30 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-24 | 2020-09-30 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-22 | 2019-12-23 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-22 | 2019-12-23 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2015-09-22 | 2019-12-23 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-20 | 2015-09-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-20 | 2015-09-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-20 | 2015-09-22 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-20 | 2019-12-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-31 | 2011-01-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-31 | 2011-01-12 |