Sze Ming Tse
謝思明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ming Tse (謝思明), a licensed former licensee with CE reference ALR679. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-09 | 2023-05-16 |
| Union Insight Asset Management Limited 合悉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-06 | 2023-05-16 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-13 | 2014-10-29 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-13 | 2014-10-29 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-05-13 | 2009-01-01 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | 2007-04-18 | 2008-02-05 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-13 | 2007-04-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-21 | 2005-10-05 |