James Henry Carre Ingrouille
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Henry Carre Ingrouille, a licensed Responsible Officer with CE reference ALS355. Currently licensed at 1 firm(s): CPPIB Asia Inc.. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Asia Inc. | RO | Type 1 — Dealing in securities | 2022-06-07 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-06-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-16 | 2012-06-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2005-02-16 | 2012-06-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-02-16 | 2010-12-06 |