Ronnie Rayomand Potel
布朗尼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronnie Rayomand Potel (布朗尼), a licensed former licensee with CE reference ALW778. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-02-06 | 2016-03-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-11 | 2012-08-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-11 | 2012-08-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-09-17 | 2009-02-20 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-19 | 2009-02-20 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2005-04-19 | 2009-02-20 |