Kwan Yuen
袁坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yuen (袁坤), a licensed former licensee with CE reference ALW959. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-19 | 2021-07-26 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-30 | 2018-06-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2014-04-16 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-25 | 2014-03-21 |