Chi Wai Li
李志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Li (李志偉), a licensed former licensee with CE reference ALY313. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Creekfront Capital Limited |
RO | Type 4 — Advising on securities | 2024-02-05 | 2025-12-05 |
| Creekfront Capital Limited |
RO | Type 9 — Asset management | 2024-02-05 | 2025-12-05 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-08-29 | 2023-12-31 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-12 | 2023-12-31 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-11-12 | 2022-08-12 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 4 — Advising on securities | 2021-11-12 | 2023-12-31 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 9 — Asset management | 2021-11-12 | 2023-12-31 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 9 — Asset management | 2021-08-31 | 2021-11-12 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 — Asset management | 2019-07-05 | 2021-08-13 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
Rep | Type 9 — Asset management | 2019-06-11 | 2019-07-05 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 9 — Asset management | 2018-09-03 | 2019-04-22 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 4 — Advising on securities | 2018-06-21 | 2019-04-22 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-05 | 2019-04-22 |
| Five States Capital Resources Limited 五洲資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-04 | 2018-06-21 |
| Five States Capital Resources Limited 五洲資本有限公司 |
Rep | Type 9 — Asset management | 2018-04-04 | 2018-09-03 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-16 | 2018-02-12 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-16 | 2018-02-12 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-20 | 2017-10-16 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-14 | 2017-06-10 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-10 | 2015-07-24 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-10 | 2011-03-31 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-06-27 | 2011-03-31 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-04-23 | 2005-06-06 |