Sing Ma
馬昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Ma (馬昇), a licensed former licensee with CE reference ALY498. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-18 | 2023-03-03 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-21 | 2023-03-03 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-09-21 | 2023-03-03 |
| Babel Asset Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2021-01-12 | 2022-05-18 |
| Babel Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2021-01-12 | 2022-05-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2006-06-17 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2006-06-17 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-29 | 2006-06-17 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-29 | 2006-06-17 |