Susanna Ling Sze Wong
王玲思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susanna Ling Sze Wong (王玲思), a licensed former licensee with CE reference ALZ486. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-02-15 | 2014-02-28 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 9 — Asset management | 2013-02-15 | 2014-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-02-15 | 2014-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-11-27 | 2014-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-11-27 | 2014-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-11-27 | 2014-02-28 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 4 — Advising on securities | 2012-11-27 | 2014-02-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-11-27 | 2014-02-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-05-09 | 2008-11-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-05-09 | 2008-11-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-05-09 | 2008-11-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-05-09 | 2008-11-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-11 | 2006-03-01 |