Suet Ching Lie
李雪晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Ching Lie (李雪晶), a licensed former licensee with CE reference ALZ559. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sky Seal Global Limited 天璽環球有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-26 | 2024-07-25 |
| Sky Seal Global Limited 天璽環球有限公司 |
Rep | Type 9 — Asset management | 2021-07-26 | 2024-07-25 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2017-11-23 | 2020-02-17 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-23 | 2020-02-17 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2017-11-23 | 2020-02-17 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-24 | 2012-07-20 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-07 | 2010-01-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-04 | 2008-04-27 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-13 | 2006-04-13 |