Vishal Gobind Mahtani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vishal Gobind Mahtani ( ), a licensed former licensee with CE reference AMF770. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-07 | 2022-04-08 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-07 | 2022-04-08 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-26 | 2022-04-08 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-15 | 2021-01-26 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-22 | 2021-06-07 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-09-08 | 2020-06-15 |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-03-03 | 2021-06-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-08-18 | 2015-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-09-02 | 2015-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-02 | 2015-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-09-02 | 2014-08-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-05 | 2011-07-23 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2005-07-18 | 2011-07-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-18 | 2011-07-23 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2005-07-18 | 2011-07-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-07-18 | 2011-07-23 |