Yuan (SFC:AMH432) Liang
梁苑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:AMH432) Liang (梁苑), a licensed former licensee with CE reference AMH432. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-03 | 2020-06-15 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-03 | 2020-06-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-11 | 2020-06-15 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-11 | 2020-06-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-11 | 2020-06-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-09 | 2018-04-11 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-09 | 2018-04-11 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-09 | 2018-04-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-06 | 2017-07-31 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-06 | 2017-07-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2009-10-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-26 | 2009-10-02 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-14 | 2009-06-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-27 | 2009-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-08 | 2009-03-16 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-08 | 2009-03-16 |