Yin Ha Wong
黃燕霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ha Wong (黃燕霞), a licensed Representative with CE reference AMI467. Currently licensed at 2 firm(s): Prudential Index Trading Company Limited, Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-24 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-07 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2007-06-28 | 2025-09-05 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-15 | 2007-02-13 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 — Asset management | 2006-12-15 | 2007-02-13 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-26 | 2006-10-14 |