Shun Yin Ip
葉舜賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Yin Ip (葉舜賢), a licensed Responsible Officer with CE reference AMK305. Currently licensed at 1 firm(s): Constance Growth Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constance Growth Capital Limited |
RO | Type 4 — Advising on securities | 2026-02-26 | present |
| Constance Growth Capital Limited |
RO | Type 9 — Asset management | 2026-02-26 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-26 | 2024-05-31 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-26 | 2024-05-31 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-07-26 | 2024-05-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-25 | 2019-07-05 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-25 | 2019-07-05 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-10-25 | 2019-07-05 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-05-24 | 2017-10-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-02-02 | 2017-10-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2017-10-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-24 | 2017-10-10 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-19 | 2011-10-10 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-19 | 2011-10-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-03 | 2009-12-07 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-03 | 2009-12-07 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-08-31 | 2005-10-04 |