Angela Yang Liu
劉洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angela Yang Liu (劉洋), a licensed Responsible Officer with CE reference AMN658. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-28 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-07 | 2023-07-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2016-05-16 | 2019-08-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-04-26 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-28 | 2019-08-14 |