Do Yup Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Do Yup Kim ( ), a licensed former licensee with CE reference AMN896. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-08-03 | 2013-04-20 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-08-03 | 2013-04-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-10-12 | 2008-11-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-09-24 | 2008-11-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-13 | 2007-06-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2007-06-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-10-13 | 2007-06-11 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2005-10-13 | 2007-06-11 |