Chun Shum
沈震
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Shum (沈震), a licensed former licensee with CE reference AMO639. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-07 | 2021-11-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-07 | 2021-11-15 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-07 | 2021-11-15 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-07 | 2021-11-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-02-07 | 2021-11-15 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-07 | 2021-11-15 |
| Bright Fund Management Limited 光明投資管理有限公司 |
RO | Type 9 — Asset management | 2020-02-07 | 2021-11-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2020-02-07 | 2021-11-15 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 — Asset management | 2020-02-07 | 2021-11-15 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2020-02-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2020-02-07 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2020-02-07 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-19 | 2020-02-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-19 | 2020-02-07 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-19 | 2020-02-07 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-19 | 2020-02-07 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-11-19 | 2020-02-07 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-19 | 2020-02-07 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-16 | 2019-10-12 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-10 | 2019-10-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2018-07-31 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-24 | 2018-07-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-24 | 2018-07-31 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-24 | 2018-07-31 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-15 | 2017-08-07 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 9 — Asset management | 2017-05-15 | 2017-08-07 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-29 | 2017-03-30 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-14 | 2017-03-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-10 | 2017-03-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-10 | 2017-03-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-15 | 2010-10-27 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-15 | 2010-10-27 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-08-07 | 2007-06-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-02 | 2007-06-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-02 | 2007-06-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-14 | 2005-11-07 |