Windy Ka Wai Cheng
鄭嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Windy Ka Wai Cheng (鄭嘉慧), a licensed Representative with CE reference AMP588. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-10 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-10 | present |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-12-08 | 2016-07-08 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-28 | 2012-08-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-08 | 2012-08-19 |