Toshiyuki Okada
岡田敏行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toshiyuki Okada (岡田敏行), a licensed Responsible Officer with CE reference AMR827. Currently licensed at 1 firm(s): Tokai Tokyo Securities (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-16 | present |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-08-16 | present |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-08-16 | present |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-18 | 2021-08-16 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-18 | 2021-08-16 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-18 | 2021-08-16 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-12-22 | 2021-05-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-29 | 2021-05-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-21 | 2021-05-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-17 | 2021-05-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-20 | 2021-05-31 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-09 | 2006-06-09 |