Samuel Ka Chi Lam
林嘉智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Ka Chi Lam (林嘉智), a licensed former licensee with CE reference AMU812. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-10 | 2018-07-04 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2017-04-10 | 2018-07-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2016-03-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-23 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-14 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-03-14 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-01-05 | 2006-09-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-01-05 | 2006-09-12 |