Tsz Hong Lok
駱子康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Hong Lok (駱子康), a licensed former licensee with CE reference AMY729. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KOG Forex Limited 國之匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-06-25 | 2019-11-26 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-27 | 2009-04-27 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-30 | 2009-04-27 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-06-30 | 2009-04-27 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-04 | 2008-05-16 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-13 | 2008-05-16 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-26 | 2006-04-25 |