Chi Hang Wan
溫志行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hang Wan (溫志行), a licensed former licensee with CE reference ANE890. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-10 | 2023-02-02 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2023-02-02 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-29 | 2016-11-08 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-29 | 2016-11-08 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-28 | 2015-05-14 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-18 | 2011-02-22 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-06-18 | 2011-02-22 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-27 | 2009-06-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-27 | 2009-06-18 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-21 | 2009-04-24 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-21 | 2009-04-24 |