Gregory John Butterworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory John Butterworth ( ), a licensed former licensee with CE reference ANJ643. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-20 | 2020-01-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-18 | 2019-05-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-22 | 2018-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-11-02 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-11-02 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-11-02 | 2016-09-28 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2015-08-10 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-20 | 2015-08-10 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-20 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-20 | 2011-12-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-02 | 2011-03-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-05-10 | 2011-03-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-05-10 | 2011-03-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-05-10 | 2010-09-02 |