Arthur Chi To Wong
黃志滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Chi To Wong (黃志滔), a licensed Representative with CE reference ANK679. Currently licensed at 1 firm(s): Liquidnet Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-04-03 | present |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-21 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-06 | 2019-03-01 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-12 | 2017-09-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-17 | 2014-04-30 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-20 | 2008-09-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-23 | 2008-09-15 |