Lok Yan Ho
何樂昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yan Ho (何樂昕), a licensed former licensee with CE reference ANL071. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-11 | 2026-05-01 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-11-11 | 2026-05-01 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-31 | 2024-10-31 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-31 | 2024-10-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-09 | 2019-05-28 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-09 | 2019-05-28 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-04 | 2017-07-24 |
| CLC International Limited 創僑國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-10-11 | 2016-11-04 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-13 | 2017-07-24 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-08 | 2016-10-11 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-20 | 2014-06-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-19 | 2010-10-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-22 | 2009-10-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-22 | 2009-10-08 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2007-01-24 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-29 | 2007-01-24 |