Yi (SFC:ANL073) Xie
解一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:ANL073) Xie (解一), a licensed former licensee with CE reference ANL073. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-19 | 2026-02-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2018-10-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-05 | 2018-10-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-05 | 2013-08-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2010-05-05 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-05 | 2008-09-29 |