Monica Hui Ying Lee
李煦盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monica Hui Ying Lee (李煦盈), a licensed former licensee with CE reference ANL094. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-30 | 2024-10-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-22 | 2019-10-19 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-22 | 2019-10-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2011-07-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-29 | 2011-07-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-05-29 | 2011-07-01 |