Chin Pang Yam
任展鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Pang Yam (任展鵬), a licensed Responsible Officer with CE reference ANL963. Currently licensed at 3 firm(s): Huajin Research (International) Limited, Huajin Corporate Finance (International) Limited, Huajin Securities (International) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Research (International) Limited 華金研究(國際)有限公司 |
RO | Type 4 — Advising on securities | 2021-09-14 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-04 | present |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-10 | present |
| Huajin Research (International) Limited 華金研究(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-10 | 2021-09-14 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2013-01-04 | 2013-01-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2006-09-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-29 | 2006-09-20 |