Zhen (SFC:ANM137) Chen
陳臻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhen (SFC:ANM137) Chen (陳臻), a licensed former licensee with CE reference ANM137. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-16 | 2014-12-22 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-10-16 | 2014-12-22 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-11 | 2014-09-13 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-04-11 | 2014-09-13 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-03 | 2014-04-11 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-04 | 2014-04-11 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-18 | 2011-03-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-18 | 2011-03-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-10 | 2009-07-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2009-07-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-02 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-02 | 2008-09-29 |