Sze Chin Lau
劉思戩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Chin Lau (劉思戩), a licensed Responsible Officer with CE reference ANM255. Currently licensed at 1 firm(s): West Bull Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-23 | present |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 4 — Advising on securities | 2021-09-23 | present |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-09 | 2021-09-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-08 | 2019-07-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-05 | 2018-11-23 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-27 | 2014-09-20 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-03 | 2012-07-27 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-11 | 2011-12-19 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-30 | 2010-06-02 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-30 | 2010-06-02 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-08 | 2008-04-14 |