Joan Siu Kwan Tang
鄧少君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joan Siu Kwan Tang (鄧少君), a licensed former licensee with CE reference ANN279. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-21 | 2016-06-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-21 | 2016-06-15 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2015-08-21 | 2016-06-15 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2015-08-21 | 2016-06-15 |
| iBest Consultants Limited | Rep | Type 2 — Dealing in futures contracts | 2014-03-18 | 2014-06-30 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2013-02-06 | 2014-06-30 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2013-02-06 | 2014-06-30 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2013-02-06 | 2014-06-30 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2013-01-11 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-03 | 2013-01-11 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2012-12-03 | 2013-01-11 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2011-05-18 | 2012-10-31 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2010-08-19 | 2012-10-31 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2010-08-19 | 2012-10-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2010-07-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-23 | 2010-06-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-11 | 2007-03-16 |