Colin Chor Lok Hong
方崇宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Chor Lok Hong (方崇宇), a licensed former licensee with CE reference ANQ007. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-03-03 | 2017-01-26 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-03-03 | 2017-01-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-29 | 2012-03-22 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-29 | 2012-03-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-07 | 2008-12-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-07-07 | 2008-12-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-07-07 | 2008-12-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-07-07 | 2008-12-04 |