Yang-Ming Lin
林楊銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang-Ming Lin (林楊銘), a licensed former licensee with CE reference ANQ718. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2015-04-28 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-01 | 2010-07-23 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-14 | 2010-07-01 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-16 | 2010-04-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-17 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-07-17 | 2008-11-19 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-07-17 | 2008-11-19 |