Tsui Fa Wong
黃翠花
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsui Fa Wong (黃翠花), a licensed Representative with CE reference ANR003. Currently licensed at 1 firm(s): Taiping Assets Management (HK) Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-06 | present |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-07-06 | present |
| Mackenzie Investments Asia Limited | Rep | Type 4 — Advising on securities | 2011-02-25 | 2015-03-26 |
| Mackenzie Investments Asia Limited | Rep | Type 9 — Asset management | 2011-02-25 | 2015-03-26 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2011-01-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2010-07-27 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-14 | 2010-07-27 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-10 | 2010-05-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-21 | 2010-05-01 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-29 | 2007-09-01 |